Insights & Regulatory Updates

FINRA’s Proposed Changes to Rule 6500 Series Aim to Simplify SLATE Reporting
Anderson Insights K. Braeden Anderson Anderson Insights K. Braeden Anderson

FINRA’s Proposed Changes to Rule 6500 Series Aim to Simplify SLATE Reporting

FINRA has issued a set of proposed amendments to Rule 6500 Series, which governs the Securities Lending and Transparency Engine (SLATE). These changes are designed to address feedback from market participants and to make the reporting process more manageable, while also expediting the implementation of the SLATE system.

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