Par for the Course - Senator Warren Urges Review of Trump SEC’s Crypto Retreat
Anderson Insights K. Braeden Anderson Anderson Insights K. Braeden Anderson

Par for the Course - Senator Warren Urges Review of Trump SEC’s Crypto Retreat

To many familiar with Senator Warren’s long-standing focus on financial regulation and institutional accountability, this move is unsurprising. She has consistently taken a hardline stance against what she views as industry capture and lax enforcement. Whether this particular request leads to meaningful action from the OIG remains to be seen. Such inquiries can take months or years, and the bar for proving undue influence is high.

Read More
Understanding Conflicts of Interest in Artificial Intelligence: Video from SEC Chair Gary Gensler
SEC Regulatory Update K. Braeden Anderson SEC Regulatory Update K. Braeden Anderson

Understanding Conflicts of Interest in Artificial Intelligence: Video from SEC Chair Gary Gensler

On August 13, 2024, SEC Chair Gary Gensler released a video discussing the growing role of artificial intelligence (AI) in finance, particularly how it can introduce conflicts of interest that may impact investors. As AI becomes more integrated into financial services—from robo-advisors to brokerage applications—the potential for these conflicts to influence investment decisions and outcomes increases.

Read More